If you have been a victim of investment fraud or misrepresentation, you should file complaints with a few sources:

1)  Your state’s securities regulator: It can determine if the broker or company has violated state specific securities laws.

2) The Securities and Exchange Commission:  For violation of federal securities laws.

3) The Financial Industry Regulatory Authority: FINRA accepts complaints about brokers and their firms.

If you would like financial compensation for your losses, you may want to seek legal action or go through a dispute resolution program.

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